Establishing a Risk Management Function and Program Office at the SEC

SEC did not have a robust and integrated approach to identifying and monitoring operational risks and controls for an effective FMFIA Section II program.

Services Provided
• Internal Controls
• Business Process Optimization
• Risk Assessment & Management

Results Delivered
We established a operational risk management program office and delivered a comprehensive risk management framework and governance structure. It increased the SEC’s ability to identify, document, assess, and monitor operational risks and controls agency-wide in an integrated and efficient manner.

2019-03-21T22:00:49+00:00July 13th, 2017|Case Studies, Case Studies - Government|